Measuring the Fairness Gap Between Retrieval and Generation in RAG Systems using a Cognitive Complexity Framework
Measuring the Fairness Gap Between Retrieval and Generation in RAG Systems using a Cognitive Complexity Framework
Sandeep Avula,Chia-Jung Lee,Rongting Zhang,Vanessa Murdock
TLDR
A novel evaluation framework is proposed that extends IR fairness metrics by incorporating centrality-based measures to account for influence of retrieved documents on generated output beyond ranking and provides insights into the propagation of fairness disparities from retrieval to generation phases.
Abstract
In this paper, we investigate the problem of quantifying fairness in Retrieval-Augmented Generation (RAG) systems, particularly for complex cognitive tasks that go beyond factual question-answering. While RAG systems have demonstrated effectiveness in information extraction tasks, their fairness implications for cognitively complex tasks - including ideation, content creation, and analytical reasoning - remain under-explored. We propose a novel evaluation framework that extends IR fairness metrics by incorporating centrality-based measures to account for influence of retrieved documents on generated output beyond ranking. Our framework evaluates RAG systems across various cognitive dimensions using two ranking approaches: lexical (BM25) and dense (BGE), and language models of varying sizes. Our findings provide insights into: (1) the propagation of fairness disparities from retrieval to generation phases, and (2) the variation in system performance across different cognitive dimensions.
