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Characterizing Smooth Safety Filters via the Implicit Function Theorem

Max H. Cohen,Pio Ong,Gilbert Bahati,A. Ames

2023 · DOI: 10.1109/LCSYS.2023.3341345
IEEE Control Systems Letters · 36 Citations

TLDR

This letter presents a general characterization of smooth safety filters – smooth controllers that guarantee safety in a minimally invasive fashion – based on the Implicit Function Theorem, and leads to families of smooth universal formulas for safety-critical controllers that quantify the conservatism of the resulting safety filter.

Abstract

Optimization-based safety filters, such as control barrier function (CBF) based quadratic programs (QPs), have demonstrated success in controlling autonomous systems to achieve complex goals. These CBF-QPs can be shown to be continuous, but are generally not smooth, let alone continuously differentiable. In this letter, we present a general characterization of smooth safety filters – smooth controllers that guarantee safety in a minimally invasive fashion – based on the Implicit Function Theorem. This characterization leads to families of smooth universal formulas for safety-critical controllers that quantify the conservatism of the resulting safety filter, the utility of which is demonstrated through illustrative examples.